The
following article was published in a Best Practices
journal in the spring of 2000.
The
Nurtured Heart Approach
Howard N.
Glasser, Executive
Director, The Children's Success Foundation
The Nurtured Heart Approach
has been
practiced at Tucson's Center for the Difficult Child
(CDC) between 1994 and 2001. It is a strategic family
systems approach designed to turn the challenging child
around to a new pattern of success. The approach has
also been found to produce substantial success in
helping the average child flourish at
higher-than-expected levels of functioning.
The
approach is now used in hundreds of classrooms
nationally, and its strategies have been adopted with
substantial success as the school-wide discipline plan
in several Tucson schools.
The Nurtured Heart Approach
teaches significant adults how to strongly energize the
child's experiences of success while not accidentally
energizing his or her experiences of failure. Most
approaches, because they were designed for the average
child, get stretched beyond their capacity when applied
to challenging children. Traditional approaches for
parenting and teaching can easily backfire with
challenging children: they inadvertently reward children
by providing more energy, involvement and animation when
things are going wrong. Challenging children wind up
being very confused because they perceive a high level
of incentive for pushing the limits and for negative
behaviors and little incentive to make successful
choices. Often, the harder adults try applying these
normal methods, the worse the situation becomes, despite
the best of intentions.
Since
The Nurtured Heart Approach was first
introduced at CDC in 1994, a number of studies have been
undertaken and several positive outcomes have emerged.
School
Outcomes:
Tolson Elementary School in Tucson Arizona, a Title
I school of over 500 children (80% free or reduced
lunch) has shown remarkable progress since beginning a
school-wide Nurtured heart Approach
intervention in 1999. Prior to that many children were
referred for ADHD assessments and were put on
medications. They had eight times the normal number of
school suspensions per year as other schools in the
district and teacher attrition was well over 50% per
year. Since that time there has only been one child
suspended, no children at all diagnosed as ADHD and no
new children on medications. Teacher attrition has
dropped to less than 5% and special education
utilization has dropped from 15% to 5%. Best of all, the
school has gone from the worst in district as measured
by standardized test scores to having dramatic and
continuing positive progress. This data is in keeping
with other informal observations noted when this
approach has been applied in other school-wide
applications.
Many
HeadStart programs around the county use The
Nurtured Heart Approach. The city of Tucson
adopted the approach in the year 1999 and has used it
successfully every since. The data they have collected
for the 3,000 underprivileged children they serve each
year confirms that in this time period they too have not
needed to send a child for a diagnostic assessment or
medication services at all. They use the approach
class-wide and in addition to feeling that the approach
helps all the children to flourish it has helped them to
help the at-risk children to do well within the
classroom setting without needing outside services.
Both
Tolson Elementary and Tucson HeadStart report a strong
increase in their ability to positively impact the
parent communities they serve.
Recidivism:
The most
recently published findings are from the 1999 "Year in
Review" study conducted by Pima County Juvenile Court in
relation to the Pre-Adolescent Diversion Project (PADP)
of Tucson's Child and Family Resources. The project's
parenting component and several other aspects of the
program are based on The Nurtured Heart Approach.
The project is a 16-hour workshop series over 4
weeks for first offending youth and their families.
According to Pima County Juvenile Court researchers,
first offenders referred to other Juvenile Court
programs have shown a 32% rate of recidivism, whereas
the rate of re-offense for those youth who have
completed PADP with their families is only 18%. This
represents a 45% rate of improvement over other
diversionary programs. Typically, youth who re-offend do
so at escalating rates of intensity, committing bigger
crimes and more often. The graduates of PADP who did
re-offend committed lesser offenses. The statistical
significance of the 18% rate of recidivism is .00001.
This occurrence could not have happened by chance alone.
Therefore, the strategies and approach of the
Pre-Adolescent Diversion Project have been shown to
produce noticeable improvement.
Medications:
Another
indicator of The Nurtured Heart Approach's
effectiveness may be related to
informal research regarding the use of medications among
CDC clients.
Although
many children referred to CDC are already on medication,
CDC has scrutinized the records of children who are
referred to the agency with no prior evaluation and
therefore are not taking medications at the time of
intake.
Upon
close examination of the initial assessments of those
already on medications and those not on medications, no
difference is discernible. Those who are referred who
are not on medications typically have very much the same
symptoms and levels of severity as those who are already
on medications at the time of intake. Most frequently
those symptoms match the profiles of Attention
Deficit/Hyperactivity Disorder (ADHD) and
Oppositional-Defiant Disorder, with problems of
aggression, compliance, impulsivity, distractibility,
and a preponderance of school related issues.
National
statistics show that of all children going to a primary
care physician or a child psychiatrist for an initial
assessment with these kinds of symptoms, 75% are
prescribed medications at the time of that evaluation.
It can therefore be assumed, given the kinds of symptoms
and the level of severity of the children referred to
CDC, that approximately 75% of these children would be
put on medications if CDC's very first step were
referral to a physician for an evaluation.
During a
10-month period in 1998, CDC worked with 211 children.
Of these, 51 were already on medications prior to
referral to CDC. Of the 160 children who were not
already on medications, only eight were subsequently
referred for psychiatric evaluations and only four were
actually prescribed medications subsequent to the
evaluation. This represents less than a 3% rate of
utilization of medications. Perhaps just as interesting
is that nine of the 51 on medications were successfully
transitioned off medications during this time frame.
Overall
improvements:
A
separate on-going study conducted collaboratively by the
Community Partnership for Southern Arizona (CPSA)
research department since late 1996 involves pre- and
post-treatment administration of the Connor's Parent
Rating Scale with all CDC clients. Preliminary
assessment of the data indicates excellent results in
terms of efficacy of treatment. All scales of the
Connors show improvement at the .01 level of
significance and five of the six scales show
improvements beyond four standard deviations. The study
further confirms that, in general, the presenting
symptoms of CDC clients at intake show a high degree of
severity while the outcomes show children well within
the mid-range of normative behaviors. Further analysis
will be forthcoming.
Utilization of
high-level services:
Considering the consistently high severity of CDC
clients at intake, a fairly remarkable outcome has
emerged over the years in relation to the number of CDC
children who eventually needed high level and costly
interventions such as out-of-home placements. Since
1994, only 8 children have required higher levels of
intervention. This is despite the fact that many of the
children referred to CDC over the years had one or more
mental health related hospitalizations prior to referral
to CDC.
The Nurtured Heart Approach
also has been called upon numerous times to help
transition children from high-level interventions to
normal family life and regular levels of treatment. The
related preventive request--to take on a child headed
for a high-level intervention as a way of re-stabilizing
the child--is also a routine facet of the capacities of
this approach.
Re-utilization:
In a
study of 808 of CDC cases from November 1994 through
October 1998, only 28 children needed to have their
cases re-opened and, in most of these instances,
subsequent treatment was very brief and successful. Most
of these families needed only a little inspiration or
clarification on how to get back on track with the
approach. The rate of re-utilization is less than 3.5%.
Cost/efficacy:
Many
consumers do not qualify for the public mental health
system and find the cost of on-going private treatment
prohibitive. The Nurtured Heart Approach,
typically taught for 8-12 total hours over a four-week
period, is very well-suited to
multi-family group scenarios, thus allowing families
without insurance benefits to have an alternative form
of affordable treatment.
In 1996,
Dr. Shirli Ward researched The Nurtured Heart
Approach for her doctoral dissertation.
Comparison of a Nurtured Heart Approach large group
format (over 30 parents in one group training) showed
levels of success similar to that produced by
therapeutic work with individual families. Dr. Ward
pointed out that other prominent parent training
programs were limited in size to a maximum of eight
families, making The Nurtured Heart Approach
considerably more time and cost effective.
The
study also found that it was not necessary for both
parents to participate in the training to achieve
beneficial results. In one component of the study, only
mothers were involved in the training and their children
were not directly involved in the treatment. The mothers
were able to become, in effect, the "therapists." The
results reflected a high degree of satisfaction with the
program in terms of improvements in family life and the
progress their children made.
Dr. Ward
further assessed the effect of the approach on child and
parent functioning using the Devereaux Scale of Mental
Disorders along with the Parent Stress Index, the
Parenting Sense of Competence Scale, the Beck Depression
Inventory, and the Forehand Satisfaction Survey.
Dr. Ward
found that, relative to subjects in the comparison
group, those involved in The Nurtured Heart
Approach parent-training model demonstrated
significant changes in functioning following treatment.
Mothers reported significant (.01) improvements in their
child's behavior related to the following: conduct,
anxiety, communication, acute problems, and overall
severity. In addition, in terms of their own well-being,
mothers reported fewer depressive symptoms, decreased
stress levels and increased parenting effectiveness and
satisfaction following treatment.
These
results were found to be consistent across the
researched diagnostic categories of Attention Deficit
Hyperactivity Disorder, Oppositional Defiant Disorder,
Conduct Disorder and Depressive Disorder as well as for
children for whom treatment was sought for general
noncompliance and Adjustment Disorder.
In 1994,
Dr. Lorence Miller, also using the Devereaux Scale of
Mental Disorders, found that a sample population of
children in treatment at CDC had higher levels of
severity at entry into treatment than the comparison
groups of selected specific diagnoses used in the
Devereaux groups own studies of criterion-related
validity. The CDC sample population had more severe
problems in all areas but attention. Dr. Miller's
post-test results for both The Nurtured Heart
Approach family treatment and large multi-family
group treatment modalities were shown to have extremely
significant effects toward normalized behaviors.
Training:
Perhaps
one last measure of The Nurtured Heart Approach
could be viewed in relation to the training of
professionals. The approach is so readily transferred to
other professional that they become fully competent in a
relatively short period of time.
CDC
accepted its first two interns, both Masters Degree
students in the University of Phoenix Marriage and
Family Program, in 1999. Within two months, both were so
effective with families in treatment that they were
comparable to senior therapists in both the results they
produced and their own perceived level of competency.
This year, five more interns have applied to CDC
training program and are following suit in their level
of confidence. CDC attributes a great deal of the
success of the training to the inherent power of the
model: The Nurtured Heart Approach.
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